FQX AG is a member of VQF, a Swiss FINMA regulated AML SRO, and a financial intermediary according to article 2 paragraph 3 ff. of the Swiss Anti-Money Laundering Act.FQX (Germany) GmbH acts as a tied agent within the meaning of art. 3 para. 2 of the German Investment Firm Act (Wertpapierinstitutsgesetz - WpIG) exclusively for the account and under the liability of CM-Equity AG, insofar as it provides services that are attributable to investment brokerage within the meaning of art. 2 para. 2 no. 3 WpIG.